Compliance Auditor
Job Description Template

Job Overview

Our accounting firm is in need of a Compliance Auditor to join us immediately. You should be able to handle all auditing activities efficiently and in a timely manner. You should have an eye for detail and the ability to spot any financial risks. Besides, you should be able to prepare and maintain accurate audit reports. 

Your experience and knowledge of accounting practices will be beneficial in monitoring company expenses. Additionally, you should suggest cost-saving measures and improvement strategies. Apart from your daily duties, you should also train and supervise your team members.

In addition, you should be able to upgrade your skills by attending workshops and seminars. You will also be coordinating with external auditors when needed. Having decent years of experience in the accounting industry will give you an upper hand. 

If you are detail-oriented and have knowledge of legal and federal regulations, then do write to us. 

Responsibilities

• Conducting and overseeing all auditing activities

• Identifying any potential financial risks

• Maintaining accurate compliance records

• Training, guiding, and assigning tasks to audit team members

• Examining and resolving any operational problems

• Monitoring expenses and suggesting cost-cutting measures

• Conducting thorough research before performing audits

• Comparing documentation to verify assets and liabilities

• Completing audit paperwork on time

• Preparing and submitting audit progress reports and findings

• Developing and implementing compliance auditing plans

• Coordinating with external auditors whenever required

• Attending any developmental programs to upgrade knowledge and skills

• Tracking activities of violators

• Providing briefing to management on audit findings

• Analyzing databases and company records to ensure compliance with company policies

• Providing daily procedural guidance to team members and new recruits

• Collecting and organizing resources for audits

Requirements

• Bachelor’s degree in Accounting, Finance, or a related field

• 5+ years of experience in the Accounting field

• A certification in accounting is mandatory

• Complete knowledge of accounting principles and regulations

• Excellent mathematical skills

• Familiarity with accounting software like FreshBooks, Wave, and Zoho Books

• Strong analytical and problem-solving skills

• Good communication skills

• Proficiency in Microsoft Office tools, particularly Excel

• Demonstrating multitasking ability

• Ability to conduct detailed and in-depth analysis/research